Securities and Exchange Commission Logo
Position Title
SENIOR OFFICER-ASSOCIATE REGIONAL DIRECTOR
Agency
Securities and Exchange Commission
Announcement Number
23-DE-11796502-DMQ Opens in new window
Open Period
Monday, January 16, 2023 to Monday, January 30, 2023
For preview purposes only. To apply, please return to the USAJOBS announcement and click the Apply button.
Eligibilities
1. Do you claim Veterans’ Preference? (limit characters)
2. Have you served on a Schedule C appointment or as a political appointee anytime within the last 5 years? (limit characters)
3. Are you a current SEC employee?

 
(limit characters)
4. Have you received a Voluntary Separation Incentive Payment (VSIP) in the last 5 years? If so, you will need to repay the entire amount of the VSIP to the agency from which you separated as a condition of reemployment. (limit characters)
Preferences
1. Select the location(s) you want to be considered for. You must choose at least one location. (limit characters)
2. From the options below, please indicate the choice that BEST describes your situation: (limit characters)
3. How did you hear about this position? (limit characters)
4. Please specify based on your selection above as applicable: (limit characters)
Assessment 1
Thank you for your interest in the Senior Officer-Associate Regional Director position in the Division of Examinations-Atlanta Regional Office and Miami Regional Office for the United States Securities and Exchange Commission. We will evaluate your resume and your responses to this Assessment Questionnaire to determine if you are among the best qualified for this position. Your responses are subject to verification. Please review your responses for accuracy before you submit this questionnaire. (limit characters)
1. Select the statement that best describes your experience. (limit characters)
Select “Yes” or “No” to the following question(s). (limit characters)
2. Do you possess the following Executive Core/Technical Qualifications?

Core Qualifications:
  1. Managing Experience: Experience designing and implementing strategies which maximize employee potential and foster high ethical standards in meeting the organization's vision, mission, and goals.
  2. Leading Change/Achieving Results: Experience developing and implementing an organizational vision which integrates key national and program goals, priorities, values, and other factors of that organization. Examples should include experience implementing change in his/her organization, exercising leadership and motivating managers to incorporate vision and strategic planning into the process.
  3. Building Coalitions/Communications: Experience explaining, advocating, and expressing facts and ideas (both orally and in writing) in a convincing manner. Work environment may be experience working with the press, political appointees, Congress, and other high-level organization and staff on various types of important national issues. Experience includes working in groups and teams conducting briefings with outside groups and gaining cooperation from others to obtain information and accomplish goals.
Technical Qualifications:
  1. Knowledge and understanding of the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Investment Advisers Act of 1940.
  2. Knowledge of and exposure to the operations and/or the examination of clearing agencies, broker-dealers, transfer agents, investment advisers and/or investment companies.
  3. Ability to analyze novel problems and devise innovative solutions.
(limit characters)
Your resume and supporting documentation will be used to determine whether you meet the job qualifications listed on this announcement. If you are basically qualified for this job, your resume and supporting documentation will be compared to your responses on the Occupational Questionnaire. All applicants may provide narrative responses (500 words or less per question) regarding the executive (core) and technical qualifications. After the announcement closing date, you will receive an email asking you to respond to the core and technical qualifications. You must provide your responses within the established deadline. (limit characters)